— Are Financial Institutions ready for implementing MiFID II?
— Will they be ready in time?
— What impact on time/cost?
— How to reduce the impact and ensure a smooth migration?
With the regulatory reforms, known as MiFID II, coming into force on January 3rd, 2018, all EU financial institutions face the challenge to transform their processes to ensure compliance. MiFID II aims to make European financial markets safer, more efficient and improve transparency.
All transactions, made either electronically or by phone are subject to auditing and requires monitoring of all the conversations to make sure compliance is met in every transactional step.
Whilst, previously the analysis of random trading calls may have been "sufficient" to show compliance MiFID II requires that all calls can be analyzed and thoroughly reported.
Join us and industry peers including Compliance Officers, CIOs and Financial Service Professionals in the upcoming Webinar on December 5th, 2017. You will learn how a time and cost consuming manual analysis of all transactions can be fully automated by adopting speech tech solutions that ensure MiFID II compliance and an optimization of processes and a better use of data collected.
